Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Francis Demaio is a financial professional with over 2 years of experience in the industry. Thomas is registered with ThinkEquity LLC in New York, NY and holds a Series 63, 4, 99TO, 57TO, 19, 7TO, and SIE license. Thomas has been registered as a broker with FINRA since 2021 and currently holds registrations in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2021 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 08/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/05/2022
Series 57TO - Securities Trader Exam
BC
Issued 02/07/2022
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 07/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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