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Thomas Francis Chlada

Prime Capital Markets, LLC

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About Thomas Francis Chlada

Thomas Chlada is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Prime Capital Markets, LLC, a financial firm with a broad reach. Prior to this role, Thomas was affiliated with RCM SECURITIES, LIME BROKERAGE LLC, WEDBUSH SECURITIES INC., and ABN AMRO CLEARING CHICAGO LLC, among others.

Firm Information

Thomas Chlada is currently registered with Prime Capital Markets, LLC. Prime Capital Markets, LLC is a Limited Liability Company that was formed on June 26, 2020. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Chlada’s Registration & Firm History

IL

05/11/2022 - Present

Prime Capital Markets, LLC (Chicago IL)

IL

07/24/2018 - 05/02/2022

RCM SECURITIES (Chicago IL)

IL

01/04/2017 - 07/06/2017

LIME BROKERAGE LLC (Chicago IL)

IL

09/04/2015 - 07/05/2017

WEDBUSH SECURITIES INC. (CHICAGO IL)

IL

04/12/2004 - 08/26/2015

ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)

NA

04/20/1987 - 08/29/1989

DEAN WITTER REYNOLDS INC.

NA

03/16/1987 - 03/24/1987

ALLIED CAPITAL GROUP, INC.

NA

09/24/1986 - 02/20/1987

DUNHILL INVESTMENTS LTD.

NA

07/18/1986 - 10/03/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 05/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2014

Series 24 - General Securities Principal Examination

BC

Issued 05/31/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 7 - General Securities Representative Examination

BC

Issued 05/04/1988

Series 3 - National Commodity Futures Examination

BC

Issued 07/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There is public disclosure for Thomas Francis Chlada. Review regulatory record here.
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