Unclaimed
Thomas Chlada is a financial professional with over 20 years of experience in the financial services industry. Thomas is currently registered with Prime Capital Markets, LLC, a financial firm with a broad reach. Prior to this role, Thomas was affiliated with RCM SECURITIES, LIME BROKERAGE LLC, WEDBUSH SECURITIES INC., and ABN AMRO CLEARING CHICAGO LLC, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/11/2022 - Present
Prime Capital Markets, LLC (Chicago IL)
IL
07/24/2018 - 05/02/2022
RCM SECURITIES (Chicago IL)
IL
01/04/2017 - 07/06/2017
LIME BROKERAGE LLC (Chicago IL)
IL
09/04/2015 - 07/05/2017
WEDBUSH SECURITIES INC. (CHICAGO IL)
IL
04/12/2004 - 08/26/2015
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
NA
04/20/1987 - 08/29/1989
DEAN WITTER REYNOLDS INC.
NA
03/16/1987 - 03/24/1987
ALLIED CAPITAL GROUP, INC.
NA
09/24/1986 - 02/20/1987
DUNHILL INVESTMENTS LTD.
NA
07/18/1986 - 10/03/1986
FIRST INVESTORS CORPORATION
BC
Issued 05/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
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