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Thomas Francis Buckley

Sunbelt Securities, Inc.

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About Thomas Francis Buckley

Thomas Buckley is an experienced financial professional with a focus on providing portfolio management and financial planning services. Currently, Thomas works with Sunbelt Securities, Inc., a firm that manages over $1 billion in assets and offers a wide range of services to both individuals and businesses. Thomas has a strong track record of success in the financial industry, with over 30 years of experience. This experience has allowed Thomas to develop a deep understanding of investment strategies and a commitment to providing clients with tailored financial solutions.

Firm Information

Thomas Buckley is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Buckley’s Registration & Firm History

TX

01/17/2002 - Present

Sunbelt Securities, Inc. (Houston TX)

FL

06/17/1998 - 10/07/1999

ORION TRADING, INC. (WINTER PARK FL)

TX

12/22/1989 - 01/22/1999

TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)

TX

09/01/1994 - 12/22/1995

BLOCK TRADING INC. (HOUSTON TX)

TX

10/12/1987 - 08/23/1990

SMETEK, VAN HORN AND CORMACK, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Francis Buckley. Review regulatory record here.
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