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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bennett is a financial advisor with Horter Investment Management, LLC. Thomas has been in the financial industry for over 20 years and holds a Series 66, Series 7, and Series 24 license. Thomas has worked with various financial institutions in the past including UnionBanc Investment Services, LLC, SAYBRUS Equity Services, INC, BANCWEST Investment Services, INC., NEW ENGLAND SECURITIES, PRIMEVEST FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Thomas specializes in providing financial planning, investment management, and educational seminars. Thomas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
01/16/2024 - Present
Horter Investment Management, LLC (CINCINNATI OH)
CA
05/21/2014 - 06/23/2023
UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CT
09/16/2013 - 03/11/2014
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
CA
06/11/2013 - 09/25/2013
BANCWEST INVESTMENT SERVICES, INC. (ANTIOCH CA)
CA
07/17/2012 - 05/01/2013
NEW ENGLAND SECURITIES (SAN RAMON CA)
CA
07/01/2005 - 06/25/2012
PRIMEVEST FINANCIAL SERVICES, INC. (RICHMOND CA)
NY
02/05/2003 - 04/28/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
03/30/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
MN
06/21/2000 - 02/01/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/21/2000 - 02/01/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/29/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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