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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alessi is an Investment Advisor Representative with Empirical Asset Management, LLC. Thomas has worked in the financial industry for over 30 years. He has a wide range of experience in the financial industry, having previously worked at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and BankBoston Investor Services, Inc.. Thomas has a strong track record of success in providing investment advice and portfolio management services. Thomas has a broad range of specializations including portfolio management for individuals, businesses, pooled investment vehicles, and pension consulting. Thomas also provides selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Model services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
06/28/2022 - Present
Empirical Asset Management, LLC (WELLESLEY MA)
NJ
02/02/2016 - 05/02/2016
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
MA
07/04/2013 - 11/03/2014
G.F. INVESTMENT SERVICES, LLC (NEWTON MA)
MA
01/23/2012 - 05/15/2013
LASALLE ST SECURITIES, L.L.C. (NEWTON MA)
MA
06/05/2009 - 12/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
MA
02/16/2007 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
10/20/2004 - 02/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
NY
09/01/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
11/01/1994 - 09/06/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
PA
06/14/1994 - 11/08/1994
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
NY
09/24/1992 - 11/08/1993
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
NA
05/11/1987 - 03/14/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
07/28/1986 - 11/26/1986
FIRST INVESTORS CORPORATION
NA
11/19/1985 - 05/21/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 08/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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