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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Foster Mengel is a financial advisor with Cetera Investment Advisers LLC, registered with the state of Missouri. He is also registered as a Registered Investment Advisor with the state of Texas. Thomas has been a financial advisor since 1980 and has worked for Cetera Investment Advisers LLC since 1996. He provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Thomas holds a variety of industry certifications including Series 63, Series 65, Series 7, Series 24, Series 6TO, and Series 22TO. Thomas is an active advisor and has been registered with several states for many years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
11/28/2016 - Present
Cetera Investment Advisers LLC (ST. LOUIS MO)
CT
03/15/1993 - 03/01/1996
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
04/09/1980 - 03/15/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 9/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 3/27/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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