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Thomas Foreman

Regions Securities LLC

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About Thomas Foreman

Thomas Foreman is a registered representative with Regions Securities LLC in McLean, Virginia. Thomas has been in the securities industry since December 18, 2023. Thomas holds the Series 63, Series 79TO and SIE licenses.

Firm Information

Thomas Foreman is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Foreman’s Registration & Firm History

VA

12/18/2023 - Present

Regions Securities LLC (McLean VA)

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Licenses & Designations

BC

Issued 11/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Foreman.
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