Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Focht Weissenborn is a financial advisor with over 40 years of experience in the industry. Thomas currently works at Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in California and Texas. Thomas specializes in providing investment advice and financial planning for individuals and businesses. Thomas has a wide range of experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Thomas is a strong advocate for his clients and is committed to providing them with the best possible advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2013 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
10/18/2007 - 10/22/2013
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
01/21/1991 - 11/05/2007
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
MO
09/04/1990 - 03/15/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
06/12/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
03/06/1989 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
08/14/1987 - 06/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/23/1981 - 08/29/1987
E. F. HUTTON & COMPANY INC
IA
Issued 03/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1983
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1982
Series 5 - Interest Rate Options Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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