Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fisher is a financial advisor with over 15 years of experience in the financial services industry. Thomas is currently registered with Fidelity Personal And Workplace Advisors in Newport Beach, CA. Thomas has been with Fidelity Personal And Workplace Advisors since February of 2022. Prior to that, Thomas was a financial advisor with E*TRADE Securities LLC in Irvine, CA. Thomas is a Series 66 and Series 7 licensed advisor, and has passed the Securities Industry Essentials Examination (SIE). Thomas specializes in providing financial planning, investment management, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2022 - Present
Fidelity Personal AND Workplace Advisors (NEWPORT BEACH CA)
CA
03/04/2013 - 02/07/2022
E*TRADE SECURITIES LLC (Irvine CA)
CA
06/26/2012 - 12/20/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
05/14/2010 - 08/02/2011
CUNA BROKERAGE SERVICES, INC. (CERRITOS CA)
CA
11/30/2007 - 04/20/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/05/2005 - 07/19/2007
WELLS FARGO INVESTMENTS, LLC (BERKELEY CA)
BOTH
Issued 10/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Thomas Fisher is the right advisor for you? Invested Better is here to help.
