Unclaimed
Thomas Fischer is a financial professional registered with MML Investors Services, LLC. Thomas has been in the financial services industry for over 2 years. Thomas has professional experience with the following: asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Thomas has passed the following exams: Series 63, SIE, and Series 6TO. Thomas has a total of 1 approved SRO registration, 1 approved FINRA registration, and 1 approved state registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
10/31/2024 - Present
MML Investors Services, LLC (Sun Prairie WI)
WI
03/06/2023 - 01/02/2024
MML INVESTORS SERVICES, LLC (Madison WI)
WI
10/25/2021 - 11/03/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIDDLETON WI)
BC
Issued 11/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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