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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ferguson is a financial advisor with Cetera Investment Advisers LLC in New York, NY. Thomas is licensed in New York. Thomas has passed the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63) in addition to the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Thomas has worked in the financial services industry since 2014. Prior to joining Cetera Investment Services LLC, Thomas worked at City of Yonkers Fire Department. Thomas is also an active firefighter with the City of Yonkers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/04/2024 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
IA
Issued 4/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/2/2024
Series 7TO - General Securities Representative Examination
BC
Issued 4/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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