Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wozniak is an investment advisor representative at Belpointe Asset Management LLC, based in Milwaukee, WI. Thomas has been active in the industry since 2004. Thomas is licensed in Wisconsin and has Series 6, 7, and 63 securities licenses. Thomas specializes in financial planning, pension consulting, and providing investment advisory services. Thomas has previous experience with SAGEPOINT FINANCIAL, INC., MML INVESTORS SERVICES, LLC, and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
09/22/2022 - Present
Belpointe Asset Management LLC (Milwaukee WI)
WI
01/19/2018 - 02/24/2022
SAGEPOINT FINANCIAL, INC. (MILWAUKEE WI)
WI
03/25/2017 - 01/23/2018
MML INVESTORS SERVICES, LLC (BROOKFIELD WI)
WI
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BROOKFIELD WI)
WI
04/01/2004 - 01/02/2015
NEW ENGLAND SECURITIES (BROOKFIELD WI)
BC
Issued 04/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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