Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sporer is a financial advisor who has been in the industry since 1993. He has passed numerous securities exams and is licensed to provide financial advice in a variety of states, including Pennsylvania, Texas, and California. Thomas is currently registered with Ameriprise Financial Services, LLC and has been with them since 2013. Previously, Thomas worked with Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and other firms. Thomas's specializations include providing financial advice for individuals and families, business owners, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
06/05/2013 - Present
Ameriprise Financial Services, LLC (HONESDALE PA)
PA
06/01/2009 - 06/28/2013
MORGAN STANLEY (SCRANTON PA)
PA
06/13/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCRANTON PA)
NY
07/01/1998 - 06/21/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
PA
12/05/1994 - 07/06/1998
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NY
08/03/1994 - 12/07/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
09/23/1993 - 08/23/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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