Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pescherine is a financial advisor with J.P. Morgan Securities LLC. Thomas has been in the securities industry since 1984. Thomas is registered with both FINRA and the states of California, Louisiana, New York, North Carolina and Texas. Thomas has a broad range of experience in the financial services industry, working with both individuals and institutions. Thomas works with clients on a variety of financial planning needs, including retirement planning, investment management, and college savings. Thomas's expertise and experience provide clients with the confidence and guidance they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/05/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/03/2003 - 10/03/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/31/1988 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
03/19/1985 - 11/09/1988
DEAN WITTER REYNOLDS INC.
NA
09/25/1984 - 12/28/1984
THE WINDMILL GROUP, INC.
IA
Issued 8/5/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/8/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1987
Series 3 - National Commodity Futures Examination
BC
Issued 3/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/24/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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