Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas F. Pescherine is a registered representative at J.p. Morgan Securities LLC, with over 38 years of experience in the securities industry. Thomas has held various positions at other firms including Oppenheimer & Co. Inc., CIBC World Markets Corp., Dean Witter Reynolds Inc., and The Windmill Group, Inc.. Thomas is a registered investment advisor and holds Series 3, 6, 7, 22, 63, and 65 licenses. Thomas offers a wide range of financial services including portfolio management for businesses and individuals, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/05/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/03/2003 - 10/03/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/31/1988 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
03/19/1985 - 11/09/1988
DEAN WITTER REYNOLDS INC.
NA
09/25/1984 - 12/28/1984
THE WINDMILL GROUP, INC.
IA
Issued 08/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/24/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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