Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Parrish is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC, based in Houston, TX. Thomas has over 16 years of experience in the financial services industry. Prior to joining Wells Fargo Clearing Services, LLC, Thomas was a registered representative with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds a Series 7, Series 9, Series 10, and Series 66 license. He is registered to provide advisory services in all states except for the District of Columbia. Thomas specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/29/2023 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
04/26/2016 - 03/28/2023
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/06/2011 - 04/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
06/30/2010 - 06/01/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
07/28/2008 - 01/30/2009
WEAVER TIDWELL CAPITAL, LLC (HOUSTON TX)
TX
05/05/2006 - 09/20/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
01/17/2006 - 05/09/2006
SECURITIES AMERICA, INC. (HOUSTON TX)
BOTH
Issued 03/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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