Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Golding is a financial advisor who has been in the industry since October 1, 2013. Currently, Thomas is registered with BML Securities LLC and holds the Series 63, Series 79, and SIE licenses. Thomas previously worked at Oppenheimer & Co. Inc. and is registered with the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/17/2016 - Present
BML Securities LLC (Providence RI)
RI
10/18/2011 - 04/02/2014
OPPENHEIMER & CO. INC. (PROVIDENCE RI)
BC
Issued 06/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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