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Thomas F Fernandez

Charles Schwab & CO., Inc.

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About Thomas F Fernandez

Thomas F. Fernandez is a financial professional with over 30 years of experience in the industry. Thomas has a broad range of experience, having worked for firms such as TD Ameritrade, Jack White & Company, and Charles Schwab. He is a registered representative with FINRA and is currently employed with Charles Schwab & Co., Inc. Thomas is licensed in all 50 states. He has a variety of product knowledge, including experience with options and financial planning.

Firm Information

Thomas Fernandez is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Thomas Fernandez’s Registration & Firm History

CO

11/18/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NE

01/28/2021 - 09/29/2023

TD AMERITRADE, INC. (OMAHA NE)

CA

03/20/2007 - 07/08/2019

TD AMERITRADE, INC. (SAN DIEGO CA)

CA

01/26/2007 - 03/02/2007

HBW SECURITIES LLC (SAN DIEGO CA)

NE

06/01/1998 - 02/11/2005

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NA

07/05/1995 - 06/01/1998

JACK WHITE & COMPANY, INC.

GA

09/28/1994 - 07/24/1995

COMMONWEALTH CHURCH FINANCE, INC. (MCDONOUGH GA)

KS

07/02/1991 - 10/13/1992

WADDELL & REED, INC. (OVERLAND PARK KS)

TX

11/05/1987 - 08/20/1990

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

04/29/1987 - 08/14/1987

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

BC

Issued 11/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2016

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas F Fernandez.
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