Unclaimed
Thomas Everett Sinor is a registered investment advisor representative and a registered representative with LPL Financial LLC. Thomas has been in the industry since January 2005. Thomas has passed the Series 6, Series 7, Series 63, and Series 65 exams and has been registered in 32 states. Thomas has also previously worked with Waddell & Reed. Thomas provides financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations. Thomas is registered in TN and TX as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
07/21/2021 - Present
LPL Financial LLC (NASHVILLE TN)
TN
01/03/2005 - 07/21/2021
WADDELL & REED (NASHVILLE TN)
IA
Issued 01/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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