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Thomas Eugene Shrader

Btig, LLC

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About Thomas Eugene Shrader

Thomas Eugene Shrader is a financial advisor with over 15 years of experience in the industry. Thomas has a broad range of experience, having worked at firms such as Stifel, Nicolaus & Company, Incorporated, Rodman & Renshaw, LLC, BMO Capital Markets Corp., Tucker Anthony Incorporated, and Oscar Gruss & Son, Incorporated. Currently, Thomas is registered with Btig, LLC, where he is serving clients in San Francisco, CA.

Firm Information

Thomas Shrader is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Shrader’s Registration & Firm History

CA

07/11/2018 - Present

Btig, LLC (SAN FRANCISCO CA)

MD

06/04/2014 - 01/11/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

NY

01/02/2008 - 01/30/2009

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

11/07/2001 - 03/22/2007

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

MA

05/18/2001 - 11/15/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

12/01/2000 - 05/01/2001

OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/15/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/04/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Eugene Shrader.
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