Unclaimed
Thomas Eugene Mertensmeyer is a financial advisor with Cetera Investment Advisers LLC. Thomas has been in the financial industry since 1989. He has a wide range of experience, having previously worked with Tower Square Securities, Inc., Financial Network Investment Corporation, LaSalle St Securities, L.L.C. and E. F. Hutton & Company Inc. Thomas is currently registered to provide investment advice in Arizona, Texas and other states. Thomas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SUN CITY AZ)
CA
07/18/1996 - 12/31/2000
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
06/18/1991 - 07/10/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IL
10/13/1988 - 12/31/1989
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NA
09/24/1987 - 05/05/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 05/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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