Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hitchcock has been in the financial industry since February 3, 1977. Thomas is registered with LPL Financial LLC and has a branch office location in Waltham, MA. Thomas also has a branch office location in Lexington, MA. Thomas is registered in Massachusetts and Texas. Thomas is also registered with FINRA and has a license with the Series 63, 65, 7, 1 and SIE. Thomas is a Chartered Financial Consultant. Prior to joining LPL Financial LLC, Thomas was employed with NFP Securities, Inc., MML Investors Services, Inc., and G.R. Phelps & Co., Inc.. Thomas is active in the financial industry and spends some time in the business as a registered investment advisor with Bay Financial Advisors, Inc. Thomas provides investment advice to individuals, corporations, businesses, charitable organizations, pension and profit-sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/17/2021 - Present
LPL Financial LLC (WALTHAM MA)
MA
12/04/1997 - 04/01/2009
NFP SECURITIES, INC. (CAMBRIDGE MA)
MA
03/01/1996 - 12/08/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
02/04/1977 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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