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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Goss is an investment advisor representative who has been in the industry for over 39 years. He is currently registered with Morgan Stanley, where Thomas has been employed since January 2017. Prior to joining Morgan Stanley, he was employed at BMO Capital Markets Corp. from July 2010 until January 2017. He has also previously held positions at Stephens, Barclays Capital Inc., Lehman Brothers Inc., PaineWebber Incorporated, McDonald & Company Securities, Inc., and Shearson Loeb Rhoades Inc. Thomas is registered to provide investment advice in Connecticut, New York, and Texas. His specializations include asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies. Thomas is licensed to provide investment advice to a variety of clients, including high-net-worth individuals, charitable organizations, insurance companies, investment companies, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/06/2017 - Present
Morgan Stanley (New York NY)
NY
07/21/2010 - 01/04/2017
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
04/27/2009 - 05/20/2010
STEPHENS (NEW YORK NY)
NY
09/22/2008 - 04/23/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/23/1995 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
07/18/1991 - 12/22/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
05/12/1982 - 11/10/1989
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NA
10/22/1981 - 05/17/1982
SHEARSON LOEB RHOADES INC.
IA
Issued 02/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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