Unclaimed
Thomas Schneider is a financial advisor with Ausdal Financial Partners, Inc. Thomas has been in the financial industry since 2002 and has held previous positions at several firms including VOYA Financial Advisors, Inc., Gradient Securities, LLC and CFD Investments, Inc. Thomas Schneider is currently registered with the states of Florida, Iowa, Minnesota, and Wisconsin. Thomas Schneider holds the Series 7, Series 63, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
08/31/2020 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
TN
10/30/2017 - 08/31/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
MN
01/04/2016 - 10/30/2017
VOYA FINANCIAL ADVISORS, INC. (HOPKINS MN)
MN
07/02/2014 - 12/31/2015
GRADIENT SECURITIES, LLC (Shorewood MN)
MN
12/02/2010 - 07/01/2014
CFD INVESTMENTS, INC. (SHOREWOOD MN)
MN
05/14/2007 - 12/06/2010
ASKAR CORP. (EXCELSIOR MN)
MN
07/14/2003 - 05/22/2007
WALNUT STREET SECURITIES, INC. (EXCELSIOR MN)
CT
04/07/2003 - 06/16/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IL
04/30/1998 - 08/26/1998
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
MA
04/15/1997 - 12/08/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IL
02/06/1997 - 04/15/1997
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
BOTH
Issued 05/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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