Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nielsen is a registered investment advisor representative at PFS Investments Inc. in ROUND ROCK, TX. Thomas has been in the financial services industry since 1987, and holds the Series 6, 7, 63, and 66 licenses. Thomas is a registered representative of PFS Investments Inc. and a licensed insurance agent for Primerica Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/09/2022 - Present
PFS Investments Inc. (ROUND ROCK TX)
TX
01/01/2021 - 08/09/2021
NYLIFE SECURITIES LLC (SAN ANTONIO TX)
KS
11/02/2018 - 06/04/2019
ROYAL ALLIANCE ASSOCIATES, INC. (GARDEN CITY KS)
KS
08/24/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (GARDEN CITY KS)
NA
06/26/1987 - 06/20/1989
ALLIED GROUP SECURITIES CORPORATION
BOTH
Issued 09/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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