Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maki is a financial advisor with over 16 years of experience in the industry. He is currently registered with Riversource Distributors, Inc., a firm with a broad focus on financial products and services. Thomas has held various roles, including positions at Ameriprise Financial Services, Inc. where he was registered with both the Broker-Dealer and Investment Advisor programs. His expertise spans both Broker-Dealer and Investment Advisor services and he has held licenses allowing him to advise clients on a wide range of financial products and services. Thomas is committed to helping individuals achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/28/2006 - Present
Riversource Distributors, Inc. (MINNEAPOLIS MN)
MN
08/06/2007 - 09/12/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
03/09/2006 - 11/14/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 06/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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