Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Eric Dunn is an active Investment Advisor Representative with Kestra Advisory Services, LLC. Thomas has been in the financial services industry since 1982. Prior to joining Kestra Advisory Services, Thomas was an advisor with NFP Securities Inc. Thomas is a licensed Investment Advisor Representative in the state of New York. Thomas Eric Dunn is also registered as a Registered Representative in the state of New York and is a licensed insurance agent. Thomas works with individual investors, high-net-worth individuals, corporations, and charitable organizations. Thomas provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/16/2021 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
NY
03/09/2000 - 08/30/2007
1717 CAPITAL MANAGEMENT COMPANY (TARRYTOWN NY)
NY
01/02/1998 - 02/25/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
01/23/1996 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
01/01/1989 - 01/25/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
08/04/1983 - 06/27/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/29/1981 - 02/22/1983
FIRST JERSEY SECURITIES, INC.
IA
Issued 07/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Dunn is the right advisor for you? Invested Better is here to help.
