linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Eric Callahan

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Eric Callahan

Thomas Callahan is a financial advisor with over 20 years of experience in the financial services industry. Thomas has a strong background in investment advisory and brokerage services. Thomas is currently registered with Capital Client Group, Inc. and has held previous roles at AllianceBernstein Investments, Inc. and American Skandia Marketing, Inc. Thomas holds a wide range of securities licenses, including Series 6, 7, 24, 26, 63 and 65.

Firm Information

Thomas Callahan is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Callahan’s Registration & Firm History

CA

01/29/2008 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

TN

08/06/2004 - 01/11/2008

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

CT

11/12/1999 - 07/06/2004

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

Not sure if Thomas Eric Callahan is right for you?

Licenses & Designations

BC

Issued 04/22/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/12/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 05/27/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Eric Callahan.
Not sure if Thomas Eric Callahan is right for you?