Unclaimed
Thomas Callaham is a financial advisor currently registered with Truist Investment Services, Inc. Thomas has been in the industry since April 5, 2001. Thomas holds the Series 7 and Series 63 licenses. Thomas has worked at several firms prior to joining Truist, including WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., E*TRADE SECURITIES LLC, and HARRISDIRECT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/23/2022 - Present
Truist Investment Services, Inc. (CHARLOTTE NC)
NC
11/18/2010 - 02/24/2022
WELLS FARGO CLEARING SERVICES, LLC (DAVIDSON NC)
NC
10/23/2009 - 08/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/17/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/03/2006 - 07/10/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
09/25/2000 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 10/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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