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Thomas Emil Snow

Cambridge Investment Research, Inc.

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About Thomas Emil Snow

Thomas Emil Snow is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with Cambridge Investment Research, Inc. and has been with the firm since December 21, 2021. Prior to joining Cambridge, Thomas was employed by THE O.N. EQUITY SALES COMPANY. Thomas is licensed to sell securities in 12 states.

Firm Information

Thomas Snow is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Snow’s Registration & Firm History

OH

12/21/2021 - Present

Cambridge Investment Research, Inc. (Sylvania OH)

OH

11/17/2015 - 12/31/2021

THE O.N. EQUITY SALES COMPANY (Sylvania OH)

OH

01/20/2006 - 11/17/2015

SIGMA FINANCIAL CORPORATION (TOLEDO OH)

IA

03/31/2003 - 01/23/2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)

OH

05/04/1987 - 03/31/2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)

CT

10/15/1993 - 01/24/1995

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CT

06/19/1983 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

NA

09/26/1984 - 12/01/1986

NEW ENGLAND SECURITIES CORPORATION

NA

07/03/1978 - 10/12/1984

BLC EQUITY SERVICES CORPORATION

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Licenses & Designations

BC

Issued 07/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1978

Series 1 - Registered Representative Examination

BC

Issued 01/27/1972

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Emil Snow.
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