Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Emanuel Wolf is a financial advisor with Oppenheimer & Co. Inc., located in Denver, Colorado. Thomas has been working in the financial services industry since 2009. Before joining Oppenheimer & Co. Inc., Thomas was a financial advisor at Morgan Stanley and Merrill Lynch. Thomas has a wide range of experience in financial planning, investment management, and retirement planning. Thomas is a Certified Financial Planner and holds the Series 7, Series 66, and SIE licenses. Thomas specializes in working with high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
12/01/2021 - Present
Oppenheimer & Co. Inc. (DENVER CO)
CO
02/21/2013 - 07/12/2019
MORGAN STANLEY (GREENWOOD VILLAGE CO)
CO
03/23/2010 - 02/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CA
06/18/2009 - 04/08/2010
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
11/11/2008 - 03/24/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Wolf is the right advisor for you? Invested Better is here to help.
