linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Ellis Bailey

BNP Paribas Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Ellis Bailey

Thomas Bailey is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with BNP Paribas Securities Corp., a firm headquartered in New York, NY. Prior to joining BNP Paribas Securities Corp. in 2005, Thomas was employed by J.P. MORGAN SECURITIES INC., BANC ONE CAPITAL MARKETS, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Thomas is a licensed Series 7, 24, 63, 79 and SIE representative, and is registered in New York.

Firm Information

Thomas Bailey is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Bailey’s Registration & Firm History

NY

04/11/2005 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

08/02/2004 - 03/03/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

05/04/2004 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NY

02/17/1999 - 09/24/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Thomas Ellis Bailey is right for you?

Licenses & Designations

BC

Issued 05/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Ellis Bailey.
Not sure if Thomas Ellis Bailey is right for you?