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Thomas Elliott Baker

Sandhill Investment Management

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About Thomas Elliott Baker

Thomas Elliott Baker is a registered investment advisor representative with Sandhill Investment Management. Thomas has been in the industry since 1997 and has worked for several other firms in the past. Thomas has experience in providing financial advice to individuals, corporations, and businesses. Thomas has a Series 63 and a Series 65 license.

Firm Information

Thomas Baker is currently registered with Sandhill Investment Management. Sandhill Investment Management is an investment advisory firm based in Buffalo, NY. They provide portfolio management services for individuals, businesses, and pooled investment vehicles. They manage over $2.12 billion in regulatory assets under management for over 3,261 clients.
Sandhill Investment Management

40 FOUNTAIN PLAZA

BUFFALO, NY 14202

$2.13B

Assets Under Management

3

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Client optional additional bonus

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Thomas Baker’s Registration & Firm History

NY

06/06/2021 - Present

Sandhill Investment Management (BUFFALO NY)

MD

07/18/2011 - 10/29/2012

M&T SECURITIES, INC. (BALTIMORE MD)

MA

03/16/2007 - 12/15/2010

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

MA

01/03/2002 - 03/10/2005

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

MA

06/09/1997 - 04/18/2001

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

IA

Issued 02/23/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Elliott Baker.
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