Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maguire is a financial advisor with Lion Street Financial, LLC. Thomas has been in the financial services industry since May 16, 2003. Thomas holds licenses for Series 6, 7, 63 and 66. Prior to joining Lion Street Financial, LLC, Thomas was a financial advisor at KESTRA INVESTMENT SERVICES, LLC and MULTI-FINANCIAL SECURITIES CORPORATION. Thomas is currently registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/28/2022 - Present
Lion Street Financial, LLC (PHOENIX AZ)
AZ
06/11/2007 - 01/31/2022
KESTRA INVESTMENT SERVICES, LLC (PHOENIX AZ)
AZ
05/16/2003 - 06/12/2007
MULTI-FINANCIAL SECURITIES CORPORATION (PHOENIX AZ)
BOTH
Issued 04/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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