Unclaimed
Thomas Gunnersen is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Thomas has been in the industry since 1994. Thomas is registered with FINRA and the states of Colorado, Texas and others. The firm has offices in Greenwood Village, CO and Castle Pines, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/09/2017 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
CO
01/13/2006 - 05/16/2017
UBS FINANCIAL SERVICES INC. (LONE TREE CO)
TX
05/29/1998 - 01/18/2006
EDWARD JONES (ENNIS TX)
NY
10/02/1989 - 12/31/1990
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
01/19/1989 - 10/02/1989
CADARET, GRANT & CO., INC.
NA
07/29/1986 - 10/17/1988
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 06/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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