Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Queen is an active investment advisor representative with J.P. Morgan Securities LLC in Tempe, Arizona. Thomas has been in the financial services industry since 2011. Thomas has Series 7, Series 63, and Series 65 licenses. In addition, Thomas holds Series 7TO and SIE licenses. Thomas previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANCWEST INVESTMENT SERVICES, INC., Vanguard Marketing Corporation, Farmers Financial Solutions, LLC, ING Pilgrim Securities, Inc., New England Securities, Thomas F. White & Co., Incorporated, Charles Schwab & Co., Inc., Franklin-Lord, Inc., Olde Discount Corporation, and W.B. McKee Securities, Inc. J.P. Morgan Securities LLC provides financial planning, pension consulting, and selection of other advisors for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
05/02/2024 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
02/22/2023 - 01/23/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
08/23/2018 - 03/06/2021
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
05/22/2017 - 08/24/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
CA
07/22/2002 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CT
07/09/2001 - 02/22/2002
ING PILGRIM SECURITIES, INC. (WINDSOR CT)
NY
08/21/1996 - 07/08/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
01/03/1996 - 07/10/1996
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
TX
09/10/1993 - 12/20/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
08/20/1993 - 10/05/1993
FRANKLIN-LORD, INC. (SCOTTSDALE AZ)
MI
04/09/1992 - 09/28/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
AZ
01/13/1992 - 03/16/1992
W.B. MCKEE SECURITIES, INC. (SCOTTSDALE AZ)
IA
Issued 10/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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Long-Term Stock Exchange, Inc.
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
N
New York Stock Exchange
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