Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edwin Perry is a financial advisor with over 40 years of experience in the industry. Currently, Thomas is registered as a Registered Investment Advisor with Independent Advisor Alliance, LLC and is located in the firm's Raleigh, North Carolina office. Previously, Thomas was a Financial Advisor with Wells Fargo Advisors, LLC and was previously registered with several firms, including Citicorp Global Markets Inc., Lehman Brothers Inc., The Robinson-Humphrey Company, Inc., Carolina Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds Series 7, 63, 65 and SIE licenses and is a Registered Representative. Thomas is a specialist in a variety of financial products and services. He specializes in investments in investment companies, charitable organizations, pension and profit-sharing plans, corporations, and individuals. Thomas is also licensed to sell variable annuities and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/08/2023 - Present
Independent Advisor Alliance, LLC (Raleigh NC)
NC
11/25/2005 - 09/30/2013
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NY
07/31/1993 - 12/05/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/12/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1987 - 09/19/1988
THE ROBINSON-HUMPHREY COMPANY INC.
NA
10/29/1984 - 01/01/1988
CAROLINA SECURITIES CORPORATION
NA
09/26/1978 - 12/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/10/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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