Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Moran has been in the financial services industry since 1989. Currently, Thomas works as a Registered Representative at Citigroup Global Markets Inc. Prior to joining Citigroup Global Markets Inc, Thomas worked at WELLS FARGO ADVISORS, LLC, CITIGROUP GLOBAL MARKETS INC., and others. Thomas is licensed in 34 states and holds the Series 3, 7, 63 and 65 securities licenses, and the SIE exam. Thomas specializes in retirement planning, mutual funds, annuities, life insurance, and variable products. Thomas is active with the firm, managing accounts and offering advice to individual, corporate and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/30/2009 - 01/09/2013
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/29/2007 - 11/24/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/20/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NJ
04/29/2002 - 05/31/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
02/23/1995 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
06/28/1994 - 06/29/1995
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/27/1994 - 03/15/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
01/20/1992 - 06/03/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
09/13/1990 - 01/21/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/22/1989 - 09/17/1990
COWEN & CO. (NEW YORK NY)
NJ
10/25/1989 - 11/18/1989
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IA
Issued 03/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1991
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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