Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Abbott is a registered investment advisor representative with Equitable Advisors, LLC, with an active registration in Utah. Thomas Abbott has been in the securities industry since 1977, and holds a Series 63 and Series 65 licenses. In addition to his role at Equitable Advisors, LLC, Thomas Abbott is also appointed to sell outside Equitable Network insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/01/2005 - Present
Equitable Advisors, LLC (AMERICAN FORK UT)
NY
06/20/1990 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/20/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NY
07/25/1977 - 07/06/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
07/25/1977 - 07/06/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 07/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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