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Thomas Edwards Lindsley

Equitable Distributors, LLC

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About Thomas Edwards Lindsley

Thomas Edwards Lindsley is a financial professional with over 11 years of experience in the financial services industry. Thomas currently works for Equitable Distributors, LLC, a firm based in Charlotte, North Carolina. Prior to joining Equitable Distributors, LLC, Thomas worked for ADP Broker-Dealer, Inc. in Roseland, New Jersey. Thomas is licensed to provide financial advice in all 50 states and the District of Columbia.

Firm Information

Thomas Lindsley is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Lindsley’s Registration & Firm History

NC

11/19/2015 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

05/25/2012 - 06/25/2015

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 05/15/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Edwards Lindsley.
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