Unclaimed
Thomas Edwards Lindsley is a financial professional with over 11 years of experience in the financial services industry. Thomas currently works for Equitable Distributors, LLC, a firm based in Charlotte, North Carolina. Prior to joining Equitable Distributors, LLC, Thomas worked for ADP Broker-Dealer, Inc. in Roseland, New Jersey. Thomas is licensed to provide financial advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/19/2015 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
05/25/2012 - 06/25/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 05/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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