Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Grimm has been in the financial services industry for over 25 years. He is a Registered Representative and Investment Advisor Representative with Kingswood Wealth Advisors, LLC. Thomas has worked for several other firms in the past including Benchmark Investments, LLC, Allied Millennial Partners, LLC, and Laidlaw & Company (UK) Ltd. Thomas holds the Series 63, 65, 7 and SIE licenses and is registered with the FINRA and SEC. Thomas has a strong track record of success in providing financial advice to individuals, families, and businesses. Thomas is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/11/2022 - Present
Kingswood Wealth Advisors, LLC (Waxhaw NC)
NC
08/25/2020 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (Waxhaw NC)
NC
02/16/2018 - 08/25/2020
ALLIED MILLENNIAL PARTNERS, LLC (Waxhaw NC)
NA
09/25/2013 - 03/15/2018
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
03/22/2005 - 09/24/2013
FIRST MIDWEST SECURITIES, INC. (BAY SHORE NY)
FL
08/16/2002 - 04/19/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
01/09/2002 - 09/03/2002
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
MA
12/03/2001 - 12/17/2001
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
NY
04/16/2001 - 11/15/2001
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
02/28/2001 - 04/18/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/25/2000 - 03/29/2001
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
10/12/1999 - 10/18/2000
MURPHY & DURIEU (NEW YORK NY)
NY
08/28/1998 - 10/18/1999
CAMBRIDGE CAPITAL, LLC (GARDEN CITY NY)
NY
01/20/1998 - 09/02/1998
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
GA
09/09/1997 - 01/07/1998
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
04/18/1997 - 09/09/1997
TASIN & COMPANY, INC. (HAUPPAUGE NY)
IA
Issued 02/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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