Unclaimed
Thomas Edward Zaucha is an investment advisor representative with Ameriprise Financial Services, LLC. Thomas has been active in the financial services industry for over 12 years. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, and is also licensed to sell insurance in several states. Thomas has worked for several financial institutions, including PNC Investments and AXA Advisors. Thomas is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/30/2023 - Present
Ameriprise Financial Services, LLC (Ponte Vedra Beach FL)
NJ
11/13/2012 - 12/21/2015
PNC INVESTMENTS (SECAUCUS NJ)
NJ
09/02/2010 - 10/18/2012
AXA ADVISORS, LLC (WOODBRIDGE NJ)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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