Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Worthington has been in the financial services industry since August 29, 1984. Thomas is currently registered with The Leaders Group, Inc. as a Registered Representative. Thomas is licensed in Florida, Georgia and South Carolina. Thomas has held previous registrations with HORNOR, TOWNSEND & KENT, INC., GORDIAN SECURITIES, INC., CAPITOL SECURITIES MANAGEMENT, INC. and CAPITAL ANALYSTS, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/18/2006 - Present
THE Leaders Group, Inc. (Jacksonville FL)
PA
10/13/1999 - 01/31/2006
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
06/27/1988 - 12/31/1991
GORDIAN SECURITIES, INC.
NA
04/10/1986 - 05/24/1988
CAPITOL SECURITIES MANAGEMENT, INC.
NA
09/20/1976 - 03/14/1986
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 05/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/14/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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