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Thomas Edward Wells

Prosperity Capital Advisors

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About Thomas Edward Wells

Thomas Edward Wells is an investment advisor representative associated with Prosperity Capital Advisors. Thomas Edward Wells is licensed in Missouri. He is licensed in securities and insurance. Thomas Edward Wells has held previous positions at PFS INVESTMENTS INC. and has been in the financial services industry for over 10 years.

Firm Information

Thomas Wells is currently registered with Prosperity Capital Advisors. Prosperity Capital Advisors is an investment advisory firm based in WESTLAKE, OH, with over 96 licensed agents and over 101 investment adviser representatives. They manage over $2.2 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides financial planning, portfolio management, and educational seminars. They also assist clients with selecting other financial advisors.
Prosperity Capital Advisors

30400 DETROIT ROAD

WESTLAKE, OH 44145

$2.25B

Assets Under Management

280

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Wells’s Registration & Firm History

OH

08/14/2023 - Present

Prosperity Capital Advisors (WESTLAKE OH)

MO

05/14/2012 - 08/14/2023

PFS INVESTMENTS INC. (SAINT CHARLES MO)

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Licenses & Designations

IA

Issued 07/20/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Edward Wells.
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