Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Smith is a financial advisor at Ameriprise Financial Services, LLC, located in Novi, MI. Thomas has been in the industry since November 19, 1990 and holds several licenses and certifications. Thomas is a Registered Representative and Investment Advisor Representative. Thomas has been registered with Ameriprise Financial Services, LLC since March 2020. Previously, Thomas was registered with Ameriprise Financial Services, Inc. from March 2014 to March 2020 and with Kalos Capital, Inc. from June 2013 to March 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
02/13/2019 - Present
Ameriprise Financial Services, LLC (Novi MI)
MI
06/03/2013 - 03/17/2014
KALOS CAPITAL, INC. (PLYMOUTH MI)
MI
11/19/1990 - 07/11/2013
AMERIPRISE FINANCIAL SERVICES, INC. (NOVI MI)
MN
11/19/1990 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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