Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Slattery is a registered investment advisor with Morgan Stanley. Thomas has been in the industry since 1982 and has held prior positions with CITIGROUP GLOBAL MARKETS INC., SHEARSON LEHMAN HUTTON INC., and E. F. HUTTON & COMPANY INC. Thomas is registered with the following states: California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Iowa, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Vermont, and Virginia. Thomas is also licensed to conduct business as an investment advisor representative in Connecticut, Florida, New Hampshire, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NH
01/25/2019 - Present
Morgan Stanley (Manchester NH)
CT
01/17/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
NY
02/15/1988 - 02/08/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/28/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1982
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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