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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Sherzan is a financial advisor currently registered with Cetera Investment Advisers LLC. Thomas has over 9 years of experience in the financial services industry. Thomas has experience in providing financial planning, pension consulting, educational seminars, and portfolio management. Thomas is also a board member for Beaverdale Little League. Thomas is registered in Iowa and has earned the Series 4, 7, 24, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST DES MOINES IA)
IA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
02/19/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
11/09/2017 - 01/02/2019
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
Issued 05/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2018
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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