Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Sherzan has been in the financial industry since June 2014 and is currently registered with Cetera Investment Advisers LLC in West Des Moines, IA. Thomas has been a registered representative with Cetera Advisor Networks LLC, Cetera Advisors, and Voya Financial Advisors, Inc. in the past. Thomas holds a Series 65 and Series 7 license and is a Registered Options Principal and General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST DES MOINES IA)
IA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
02/19/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
11/09/2017 - 01/02/2019
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
Issued 5/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/22/2018
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/9/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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