Unclaimed
Thomas Edward Scherer is a registered investment advisor representative with Allspring Funds Management, LLC. Thomas Edward Scherer has been working in the financial services industry since 2000. Thomas Edward Scherer is registered in Maryland and Virginia. Thomas Edward Scherer has a Series 7, 6, 63, 65, and 66 license. Thomas Edward Scherer specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, and Selection of Other Advisers. Thomas Edward Scherer previously worked at Evergreen Investment Services, Inc., Principal Funds Distributor, Inc., and Rydex Distributors, Inc. Thomas Edward Scherer also serves as a Board Member for the Gonzaga Fathers Club and is the owner of a residence that they rent out occasionally.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
04/27/2016 - Present
Allspring Funds Management, LLC (DARNESTOWN MD)
NC
07/13/2007 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IA
07/01/2005 - 07/03/2007
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
MD
04/07/2000 - 06/06/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
IA
Issued 04/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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