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Thomas Edward Russell

Lombard Securities Inc.

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About Thomas Edward Russell

Thomas Edward Russell is a securities professional with over 30 years of experience in the financial services industry. He is currently registered with Lombard Securities Inc., a firm based in Baltimore, MD. Throughout his career, Thomas has held various roles at prominent firms like Invest Financial Corporation, Sentinel Securities, Inc., Detwiler, Mitchell, Fenton & Graves, Inc., and Linso/Private Ledger Corp. Thomas holds several professional licenses and qualifications, including Series 7, Series 24, and Series 63. He is licensed to sell securities in Florida, Massachusetts, New Hampshire, and New York.

Firm Information

Thomas Russell is currently registered with Lombard Securities Inc.. Lombard Securities Inc. is a corporation formed on July 25, 1990, with an approved status. It is registered in all 50 U.S. states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Russell’s Registration & Firm History

MD

05/16/2017 - Present

Lombard Securities Inc. (BALTIMORE MD)

NH

04/14/2011 - 05/17/2017

INVEST FINANCIAL CORPORATION (KEENE NH)

MA

04/05/2004 - 02/28/2011

SENTINEL SECURITIES, INC. (READING MA)

MA

12/07/2001 - 04/06/2004

DETWILER, MITCHELL, FENTON & GRAVES, INC. (BOSTON MA)

NE

07/16/1998 - 12/07/2001

SECURITIES AMERICA, INC. (LAVISTA NE)

SC

06/28/1995 - 08/12/1998

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

07/18/1991 - 07/05/1995

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

MO

11/12/1990 - 08/01/1991

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

SC

12/16/1989 - 09/10/1990

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NA

06/09/1988 - 12/16/1989

LINSCO FINANCIAL GROUP, INC.

NA

03/22/1988 - 06/22/1988

DEAN WITTER REYNOLDS INC.

NA

11/03/1987 - 02/12/1988

E. F. HUTTON & COMPANY INC

NA

05/21/1987 - 10/02/1987

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 06/19/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Thomas Edward Russell. Review regulatory record here.
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