Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Rose is a financial advisor with over 20 years of experience. Thomas Rose is currently registered with Raymond James Financial Services Advisors, Inc. and is also an Associate at People's Bank. Prior to joining Raymond James, Thomas Rose was with LPL Financial LLC. Thomas Rose holds Series 7, Series 63, and SIE licenses. Thomas Rose specializes in providing financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
04/19/2021 - Present
Raymond James Financial Services Advisors, Inc. (Lancaster OH)
OH
10/11/2011 - 11/19/2020
LPL FINANCIAL LLC (LANCASTER OH)
OH
03/16/2006 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (LANCASTER OH)
MO
06/08/2000 - 03/02/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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