Unclaimed
Thomas Raguse is a financial advisor who has been working in the industry since 1986. Thomas is currently registered with Osaic Wealth, Inc. in California, North Carolina and Texas. Thomas is also a member of the Granite Properties, LLC, and Lewis & Lack A Financial Services Corporation. In addition, Thomas owns Fixed Insurance Products, which provides insurance products to clients. Thomas has a wide range of experience in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/10/2024 - Present
Osaic Wealth, Inc. (SANTA ANA CA)
CA
07/21/1993 - 09/06/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
11/27/1991 - 07/02/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
10/24/1986 - 10/29/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/10/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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